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March 2001 


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Essay Headline
Reflections of a Sole Practitioner

By Jeff Alden

 

 


Twelve years ago this Christmas I left the small firm where I first started practicing law, and went out on my own. While I'm aware that the decision was an agonizing one, I seem to have forgotten the details -- the same way that you forget pain. All I remember is that one day the urge was overwhelming to have my own firm, one with just my name on the letterhead and no-one else's. Not long after that I found myself rolling my potted palm and boxes of files over the skyway to my new office and realizing that, unlike most of the hoard coming at me from the other direction, I would not have a paycheck come Friday. Welcome to the new world!

This is not another how-to article -- as in how to run your own law practice. Frankly I'm still not sure I've got that down. But a few things I've learned along the way just keep asserting themselves, and so seem worth sharing.

Little Checks Are As Good As Big Checks.
When I first started practicing on my own, I was fortunate enough to have a series of copyright impoundment cases in federal court. My client produced videotapes of long-running Chinese soap operas, and Minnesota was a hotbed for bootlegged copies of these programs. While not exactly cornucopian, these cases still generated fairly healthy legal fees for me because they were complicated and the client was a profitable business who was happy with my work. The downside was that I began to view work which wasn't as remunerative as copyright impoundment litigation as not worth the trouble.

I hadn't exactly planned to be a copyright impoundment boutique, but I got lulled into the idea after I had more than two of these cases. I didn't stop to think that there might not be too much demand for such specialized work. Eventually the copyright impoundment cases dried up and I had to rethink things.

Rethinking things is a fairly regular function of the sole practitioner. The point is that you can wait for a long time for the next big check from the big case, when you could be getting a lot of little checks from smaller matters. Don't let your ego cause you to overlook the less glamorous ways to make a living (we're talking about incorporations and wills here) that are likely to come your way in the leaner times.

Litigation Does Not Reproduce
Most people -- and, for that matter, most small businesses -- will never end up in a commercial lawsuit. Nor do their friends. Business people are usually too practical. Even someone who gets into a lawsuit once probably won't do it again. There are exceptions, of course, but as a general rule, litigation does not reproduce itself. You may have the greatest case in the world: fascinating, lucrative, and protracted. But once it's over, it's over. That is why it is difficult to build your solo practice around commercial litigation. (Note, however, that personal injury and divorce litigation seem to follow different rules entirely and are much more fertile.)

Don't Wait for the Phone to Ring, Because It Won't.
A long time ago, a bond-broker friend of mine made reference to something he called "over-the-transom business." As its name implies, this is business that comes in over the transom (some of you will remember the little rectangular window above the office door). I used to be a big fan of over-the-transom business, even though I never got too much of it. In truth, occasionally you will get that telephone call out of the blue that saves you for the month, but more often than not you won't.

The point is simple. You have to do something to market yourself. Whatever works for you is fine: the license plate that spells out "LGL EGL"; speaking to trade groups; golf; writing articles. But whatever you do, do something! Sitting around waiting for the phone to ring will not only drive you crazy, it will make you poor.

Jeff Alden

Jeff Alden is a sole practitioner in Minneapolis whose practice focuses on problems encountered by small businesses. He received his J.D. from Seattle University School of Law and is a graduate of Princeton University.

"Rethinking things is a fairly regular function of the sole practitioner."


Spend the Time It Takes, No Matter How Absurd
Once you open your doors you may find that you have a lot more time on your hands than you used to. That's not to say solo lawyers aren't busy a lot of the time, but it's different. There are no partnership meetings, marketing committee meetings, hiring committee meetings, or billing committee meetings. In short, there are no meetings, period. There's nobody to meet with.

But having some time on your hands can be a good thing: it gives you all the time you need to do a good job. Admittedly, that can be frightening. But as long as you have it, you might as well take advantage of the opportunity.

I remember one July when, working on a hunch, I spent an unprintable amount of time doing innumerable interest calculations on a seemingly infinite number of small transactions which had occurred many years ago, just because I was curious to see what they would all add up to. I doubt I ever would have spent the time if I'd been in a normal work environment (or, as I thought at the time, if I was a normal person). Suffice it to say that the calculations gave me a new theory for my case; what had been looking like a throwaway loser turned out to be the opposite. Moral: don't just sit around looking at the transom; use your time to become a better lawyer.

Admit What You Don't Know; and Collaborate on the Rest
This one is somewhat humbling, but as a solo attorney you should not try to be all things to all people. It's one matter to have a wide range of interests and be willing to take on new things. Still, most of us know that there are some things best left to others.

Several years ago, I had to admit to myself that I'm not really much of a trial lawyer. Since a substantial part of my business was (and still is) litigation, this realization led to a crisis in my practice. And, as is usually the case if you're a solo, the problem was compounded by the fact that there was no one else around to fix it.

After much hard thinking and seriously considering all other possibilities, I talked to friends whom I knew to be good trial lawyers to make sure I'd be able to count on them in a pinch. Now, when I take on a new piece of litigation, I explain to the client that I don't do trials and that if it appears there will actually be one, I'll collaborate with someone who does. It goes into the retainer agreement, and that's that. Clients seem to understand (and even appreciate) this, and I've been freed up from having to do something I don't do particularly well, or (perhaps worse) having to pretend I'm someone I'm not.

Get Involved In Something Bigger Than You
It takes a pretty strong ego to practice law on your own. You don't have the institutional support that comes from being connected to something bigger than you, which for lawyers usually means a law firm (even a small one).

Several years ago I started going to a big downtown church on Sundays, at first just to hear the Welsh minister who reminded me of an English professor I'd had in college. After I'd been doing this for a while (albeit sporadically), I called the church and said I'd like to volunteer to do something "hands-on." I ended up on a committee that provided rent subsidies and mentoring to single women with children. Since that time I've had many opportunities to do something positive (not always the case in law), and I've met some great people who don't think like lawyers.

To be sure, this has involved lots of meetings and telephone calls and work. But let's face it: being a solo can be lonely. Meetings and telephone calls and work are one way to stave off isolation.

Be Yourself -- That's The Main Reason You're Doing This
In a very literal sense, being on your own forces you to be yourself. At first, I kept waiting for some ghostly higher-up to drop the other shoe -- you know, the file that's been gathering dust, the fascinating project that has to be done by Monday. After a month or two, I realized this was not going to happen anymore. I might get myself into a jam, but I was no longer working for someone else who could get me into his jams.
The flip side, of course, was that no higher-up was calling my name at all.

There was suddenly no one to answer my questions or give me feedback. Decisions that I used to run by my colleagues I now had to make myself. While gradually I developed a new grapevine (I don't recommend practicing law in a vacuum), there is no question that practicing on your own forges a certain self-reliance: you are really the one whose opinion matters here. Which leads me to the following conclusion: Probably the thing that is of the greatest value in practicing on your own is the opportunity to be who you really are.

After I figured out that I had a once-in-a-lifetime chance to do what I really wanted to do, I wrote a comic novel about (what else?) what it's like to practice law. My book hasn't been published and may never be published. But I can now go to my grave knowing I did the big thing that I had always wanted to do.

Be There On Friday Afternoons
This one is relatively simple. Be there on Friday afternoons. I don't adhere to this as much as I should; after all, what's the point of working for yourself if you can't take off when you feel like it? But, and I say this based upon the most unscientific of observation, business comes in more on Friday afternoons than any other time. Around three o'clock, to be more specific. A corollary of this rule is that, generally, business doesn't come in if you are not there.

Eat Right and Get Plenty of Exercise
Being a solo attorney requires the feeling -- perhaps the illusion -- that you are on top of things. You're responsible for billing and banking, bookkeeping, marketing, legal research, client relations, and litigation strategies, as well as remembering to get more toner and filing your malpractice insurance application on time. Among other things. Most importantly, you have to be in command of that gnawing feeling that you're dangling over the abyss. There is no better way to handle all of this than to keep in shape.

You Can't Go Home Again
Once or twice I've thought maybe I should pack it all in and try to find my way back to a real law firm. At times, the abyss below has yawned a little too wide for me. But then I remember how I felt when I decided to hang out that shingle with just my name on it, and you know, I'd really miss the view from here.